Ricardo Antonio Lima

Current Employers

Employment History

• 12/2011 → 02/2019
  Ubs Financial Services Inc
  Plano, TX
• 02/2019 → 04/2023
  Raymond James Financial Services, Inc.
  Dallas, TX
• 02/2019 → 04/2023
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX
• 05/2019 → Present
  Lcj Ventures Llc
  Dallas, TX
• 05/2019 → Present
  Concurrent Investment Advisors Dba Wealth Partners Alliance
  Dallas, TX
• 04/2023 → 08/2025
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2019-02-15 → 2023-05-17
  Raymond James Financial Services Advisors, Inc
  Dallas, TX
• 2011-12-06 → 2019-02-26
  Ubs Financial Services Inc.
  Dallas, TX
  Dallas, TX
  Plano, TX
• 2009-06-01 → 2012-01-05
  Morgan Stanley
  Dallas, TX
• 2007-02-20 → 2009-06-01
  Citigroup Global Markets Inc.
  Dallas, TX
• 2005-05-12 → 2007-02-20
  Fiduciary Financial Services Wealth Management
  Dallas, TX
• 2004-02-17 → 2005-03-02
  Banc Of America Investment Services, Inc.
  Dallas, TX
• 2002-06-11 → 2002-12-17
  Rbc Capital Markets, Llc
  Dallas, TX

Other Businesses

1) Concurrent Partners 1. Investment Related. 12240 Inwood Road, Dallas, TX, 75244, United States. Personal/Private Investment.Member. 02/05/202. Hrs/month 0-1 all during trading hours. Member. 2) L5 Capital Partners, LLC. Investment Related. 4405 Bryn Mawr Drive, Dallas, TX, 75225, United States. Business Owner. Owner/Proprietor. 01/01/2023. Hrs/month 0-1 all during trading hours. Investment vehicle for private investments for my wife and myself. real estate opportunities, non public private offerings. 3) LCJ Ventures LLC. Investment Related. 12240 Inwood Rd Ste 200, Dallas, TX, 75244, United States. Support Company - Owner. Other. 05/15/2019. Hrs/month 0-1 all during trading hours. Managing Member. 4) Rental Real Estate (WPA Office). Not Investment Related. 12240 Inwood Rd Ste 200, Dallas, TX, 75244, United States. Rental Real Estate. Other. 07/01/2021. Hrs/month 0-1 all during trading hours. We are the leasor. 5) Fixed Insurance. Investment Related. 12240 Inwood Rd Ste 200, Dallas, TX, 75244, United States. Fixed/Traditional Insurance. Agent. 4/24/2023. Hrs/month 1 all during trading hours. Sales of fixed/traditional insurance products. 6) One San Sushi and Dim Sum. Not Investment Related. 12300 Inwood Rd. Dallas, TX 75224. Sushi Restaurant. Investor. 7/30/2021. Hrs/month 0 all during trading hours. Passive Investor. 7) Concurrent Investment Advisors DBA Wealth Partners Alliance. Investment Related. 12240 Inwood Rd Ste 200, Dallas, TX, 75244, United States. RIA/Support Company - Non Owner. IAR/Independent Contractor. 02/15/2019. Hrs/month 160 all during trading hours. I am an advisor who utilizes Concurrent's shared services and platform.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-07
• S63 Uniform Securities Agent State Law Examination
  1999-05-27

Other Names

• Ricardo Antonio Lima
• Rick Lima
• Ricky Lima
• Ricardo Antonio Lima
• Ricardo A Lima