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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-10-18 |
| IL | RA | APPROVED | 2019-07-09 |
Branch Locations
30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Rosemont | IL | 04/2016 | 04/2019 |
| Northwestern Mutual Investment Services, Llc | Rosemont | IL | 02/2016 | 03/2019 |
| Northwestern Mutual Wealth Management Company | Rosemont | IL | 10/2016 | 04/2019 |
| Mass Mutual Life Insurance Co | Chicago | IL | 05/2019 | Present |
| Mml Investors Services, Llc | Chicago | IL | 06/2019 | Present |
(1)NAME: CRAIG CAIMI INV REL: Y ADDR: 2017 WEST ROSCOE, CHICAGO, IL 60618 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 1/1/2008 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0. (2)NAME: CRAIG CAIMI INV REL: Y ADDR: 30 S WACKER DRIVE SUITE 2700 CHICAGO, IL 60606 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START: 7/22/2024 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: LIFE, DISABILITY, & LONG-TERM CARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-08 |
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