Jeffrey William Klein

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 07/2021
  Nationwide Investment Services Corporation
  Columbus, OH
• 07/2021 → 08/2023
  Integrity Funds Distributor, Llc
  Minot, ND
• 08/2023 → Present
  Charles Schwab & Co., Inc.
  Cary, NC

Other Businesses

1) JSK Dreamachine Inc.|Investment Related:No|1119 Parkside Main Street;Cary;NC;27519;USA|Financial Services|President|2023-11-16|HoursPerMonth:More than 40|HoursSpentduringSecurityTrading:8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-08-26
• S63 Uniform Securities Agent State Law Examination
  1994-07-08

Other Names

• Jeffrey William Klein
• Jeffrey Klein