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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-11 |
| NC | RA | APPROVED | 2006-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | High Point | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | High Point | NC | 11/2016 | Present |
WESTMINSTER PRESBYTERIAN CHURCH, INV RELATED, GREENSBORO, NC, ENDOWMENT COMMITTEE MEMBER, START 4/14/2015, .3 HOURS PER MONTH, .3 HOURS DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV. RELATED; ELLICOTTVILLE, NC; START 10/2014; 1 HR PER MOTNH; 0 HRS DURING TRADING. A SIMPLE GESTURE; INVESTMENT RELATED; GREENSBORO,NC; TREASURER; START 1/4/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; HELPING WITH BUDGET, FUNDRAISING, HELPING EVALUATE WHERE THE FUNDS ARE SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-26 |
| S65 | Uniform Investment Adviser Law Examination | 1999-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-06 |
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