Inactive

Brian Joseph Worgan

Palm Beach Gardens, FL

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Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-24

FL RA
APPROVED

Since 2024-04-24

Branch Locations

3001 Pga Blvd. Ste. 105, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suntrust Bank	Ft. Lauderdale	FL	03/2016	08/2020
Lpl Financial	Ft. Lauderdale	FL	08/2019	02/2020
Bny Mellon	Palm Beach Gardens	FL	08/2020	06/2023
Bny Mellon Securities Corporation	Palm Beach Gardens	FL	11/2021	06/2023
Mariner Wealth Advisors	Overland Park	KS	03/2024	Present
Unemployed	Delray Beach	FL	06/2023	03/2024

03/2016 → 08/2020

Suntrust Bank

Ft. Lauderdale, FL
08/2019 → 02/2020

Lpl Financial

Ft. Lauderdale, FL
08/2020 → 06/2023

Bny Mellon

Palm Beach Gardens, FL
11/2021 → 06/2023

Bny Mellon Securities Corporation

Palm Beach Gardens, FL
03/2024 → Present

Mariner Wealth Advisors

Overland Park, KS
06/2023 → 03/2024

Unemployed

Delray Beach, FL

Previous Registrations

2019-11-26 → 2020-02-05

Lpl Financial Llc

Ft Lauderdale, FL
2014-09-22 → 2016-03-28

Td Private Client Wealth Llc

Ft. Lauderdale, FL
2012-05-25 → 2013-07-12

Pnc Capital Advisors Llc

Boca Raton, FL
2009-01-16 → 2010-07-07

Wells Fargo Clearing Services, Llc

Fort Lauderdale, FL
2003-04-07 → 2004-04-06

Citigroup Global Markets Inc.

New Haven, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-02-06
S66	Uniform Combined State Law Examination	2019-11-21
S63	Uniform Securities Agent State Law Examination	1994-12-16

S65 Uniform Investment Adviser Law Examination

2024-02-06
S66 Uniform Combined State Law Examination

2019-11-21
S63 Uniform Securities Agent State Law Examination

1994-12-16

Other Names

Brian J Worgan

View on SEC IAPD

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Other Investors

Michael Daniel Wentland

Scott Nolan Steiner

Randy Steven Christophel

Douglas William Boy

Jamie Hodges Taber

Kathryn Leigh Wood

William Kenneth Young Terry

Jerry Thomas Mayes

Other Offices

WIN ADVISORS, INC · PALM BEACH GARDENS, FL

MONEY CONCEPTS ADVISORY SERVICE · PALM BEACH GARDENS, FL

GWN SECURITIES INC. · PALM BEACH GARDENS, FL

MONEY CONCEPTS CAPITAL CORP · PALM BEACH GARDENS, FL

INDEPENDENT FINANCIAL PARTNERS · Palm Beach Gardens, FL

DAKOTA WEALTH, LLC · PALM BEACH GARDENS, FL

ZACHARY FINANCIAL CONSULTANTS LLC · PALM BEACH GARDENS, FL

BLUE LINE CAPITAL ADVISORS · PALM BEACH GARDENS, FL

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