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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-18
  • NC RA
    APPROVED
    Since 2022-01-18

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

665 S Van Buren Rd, Eden, NC 27288 • United States

227 W Morehead St, Reidsville, NC 27320 • United States

5815 W Friendly Ave, Greensboro, NC 27410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 09/2013 01/2022
Suntrust Advisory Services Atlanta NC 08/2016 01/2022
Wells Fargo Clearing Services, Llc Winston Salem NC 01/2022 Present
  • 09/2013 → 01/2022
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → 01/2022
    Suntrust Advisory Services
    Atlanta, NC
  • 01/2022 → Present
    Winston Salem, NC
Previous Registrations
  • 2016-08-18 → 2022-01-18
    Summerfield, NC
    Greensboro, NC
    Stokesdale, NC
    Greensboro, NC
  • 2013-09-16 → 2016-12-31
    Truist Investment Services, Inc.
    Greensboro, NC
    Stokesdale, NC
    Greensboro, NC
    Summerfield, NC
    Burlington, NC
    Burlington, NC
  • 2013-01-02 → 2013-09-24
    Bb&T Securities, Llc
    Greensboro, NC
  • 2007-08-29 → 2013-01-02
    Scott & Stringfellow, Llc
    Greensboro, NC
  • 2004-03-08 → 2007-08-29
    Greensboro, NC
    Greensboro, NC
Other Businesses

RENTAL PROPERTY, INV RELATED, HIGH POINT, NC, 100% OWNERSHIP, START 12/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-01
S65 Uniform Investment Adviser Law Examination 1994-07-27
S63 Uniform Securities Agent State Law Examination 1994-07-20
  • S66 Uniform Combined State Law Examination
    2004-03-01
  • S65 Uniform Investment Adviser Law Examination
    1994-07-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-20

View on SEC IAPD

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