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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-01-08 |
| AZ | RA | APPROVED | 2020-03-30 |
| TX | RA | APPROVED | 2020-02-21 |
Branch Locations
17767 N. Scottsdale Rd Suite 310, Scottsdale, AZ 85254 • United States
1743 Sidewinder Drive 1St Floor, Park City, UT 84060 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 03/2009 | 02/2020 |
| Bank Of America, Na | Scottsdale | AZ | 12/2009 | 02/2020 |
| Mariner Wealth Advisors | Scottsdale | AZ | 02/2020 | Present |
| Msec, Llc | Scottsdale | UT | 02/2020 | 04/2025 |
Rental Properties; Not investment related; Various property locations; Owner, Start date: 05/2011; 2 hours per month, 0 hours during trading hours, own and manage rental homes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-11 |
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