Andrew Glen Rothstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1994 → Present
  Citigroup Global Markets Inc.
  Chicago, IL
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 1997-12-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

A2 PROPERTIES, LLC; PARK RIDGE, IL; 11/2013; OVERSEE REHABING OF SINGLE FAMILY HOME IN PARK RIDGE; DURING BUSINESS HOURS 0, AFTER BUSINESS HOURS 1 Rental Properties; BUFFALO GROVE; Rental; Sole Proprietor / Owner / Partner; 08/2004; During business hours: 0, After business hours: 1

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-03-18
• S63 Uniform Securities Agent State Law Examination
  1996-12-16

Other Names

• Andy Glen Rothstein