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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-01-27 |
Branch Locations
101 California Street Region 2- Pacific Coast, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Francisco | CA | 01/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | 01/2017 |
| Morgan Stanley | San Francisco | CA | 01/2017 | Present |
*496945 - Freelance Photographer; Investment related No; San Ramon, California; Recreation; Freelance Photographer (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 10; Labor/Service *691883- No name yet; Investment related: Yes; San Ramon, California; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 20; Customer Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-03 |
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