Lisa Aileen Pugel

Current Employers

Employment History

• 01/1989 → 08/2019
  Db Tax Services
  South Milw, WI
• 02/1995 → 09/2025
  Avantax Investment Services, Inc.
  South Milwaukee, WI
• 01/1989 → Present
  D B Tax & Financial Services Inc
  South Milwaukee, WI
• 08/2012 → 09/2025
  Avantax Advisory Services
  South Milwaukee, WI
• 08/2015 → 09/2025
  Avantax Insurance Agency, Llc
  South Milwaukee, WI
• 07/2007 → 01/2022
  Commercial Rental Property
  South Milwaukee, WI
• 01/2020 → 09/2024
  Legup Investments Llc
  South Milwaukee, WI
• 11/2021 → Present
  Wehring & Db Tax And Wealth Llc
  Bellville, TX
• 06/2022 → Present
  Hall Wehring Cpas
  South Milwaukee, WI
• 01/2023 → Present
  Db Wehring Wealth Llc
  South Milwaukee, WI
• 10/2024 → Present
  Ljm Group Llc
  Caledonia, WI
• 09/2025 → Present
  Cetera Wealth Services, Llc
  South Milwaukee, WI
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-08 → 2025-09-05
  Avantax Advisory Services
  Oak Creek, WI
  Bellville, TX
  Caledonia, WI
  Dallas, TX

Other Businesses

1) LAM GROUP; Partner; Family partnership for real estate purchases INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021; 8204 W Stone Creek Drive, Caledonia WI 53108, Analyzing and buying properties for rental purposes. 2) WEHRING & DB TAX AND WEALTH LLC; Member Manager: Organization formed to handle payroll, benefits, and other common business expenses of Wehring Wealth Management and DB Tax & Wealth. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 11/10/2021; 105 South Mathews, PO Box 26, Bellville TX 77418, Business management, accounting and recording keeping for this entity, research and development, and administrative duties. 3) HALL WEHRING CPAS; Secretary: Tax & Accounting Services INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 20 START DATE: 06/30/2022 ADDRESS: 1125 Milwaukee Avenue, South Milwaukee WI 53172, Tax preparation and consulting with business owners. 4) DBHW WEALTH PARTNERS; Partner: This is a branding name that represents some businesses within our organization currently disclosed on my U4. The businesses falling under this brand are currently Hall Wehring CPAs and Wehring & DB Tax and Wealth. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2022; 1125 Milwaukee Avenue, South Milwaukee WI 53172,' Strictly a DBA we use for branding and marketing. No daily duties and responsibilities associated with this DBA. This DBA will appear on our email, social media, website, signage, and other marketing. 5) DB WEHRING WEALTH LLC POSITION: Managing Member NATURE: Financial planning and investment services INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 110 START DATE: 01/01/2023 ADDRESS: 1125 Milwaukee Avenue, South Milwaukee WI 53172, United States DESCRIPTION: Practice management, financial planning, investment advisory services, and insurance planning 6)510 HICKORY VENTURES LLC POSITION: Managing Member NATURE: Rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/24/2024 ADDRESS: PO Box 26, Bellvilee TX 77418, United States DESCRIPTION: Analyzing and buying properties for rental purposes 7) LJM GROUP LLC POSITION: Partner NATURE: Family Partnership for real estate purchases INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2024 ADDRESS: 8204 W Stone Creek Circle, Caledonia WI 53108, United States DESCRIPTION: Analyzing and buying properties for rental purposes 9) Legup Investments LLC (1); Partner; Real estate holding company; IR; 4; 01/31/2020; PO Box 160 South Milwaukee WI 53172; Business development

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-08-02
• S63 Uniform Securities Agent State Law Examination
  1994-09-12

Other Names

• Lisa A Klatt
• Lisa A Klatt
• Lisa Aileen Winski
• Lisa Aileen Klatt