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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-04-26 |
| TX | RA | APPROVED_RES | 2018-04-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chandler | AZ | 05/2016 | 05/2018 |
| Jpmorgan Chase Bank | Chandler | AZ | 05/2016 | 05/2018 |
| Jp Morgan Chase Bank, N.A. | Phoenix | AZ | 05/2018 | Present |
| Jp Morgan Securities Llc | Phoenix | AZ | 05/2018 | Present |
Entity Name: Patents to Retail Investment related: N "Address: 1800 S Wolf Rd, Des Plaines, IL 60018 https://www.patentstoretail.com/" Nature of the other business: Commerce Position/Title/Relationship: Owner/Partner Start Date: 10/25/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I a licensing agreement and will receive 10% royalties from a product I have a patent on that they want to develop, manufacture and bring to market. I have no responsibilities . Not Similar in anyway to my JPMC role. "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-07 |
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