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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-07-23
OH RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2015-07-23
  • OH RA
    APPROVED
    Since 2009-01-02

Branch Locations

4050 Cleve-Mass Rd., Norton, OH 44203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Norton OH 06/1994 Present
Raymond James Financial Services Advisors, Inc Norton OH 01/2009 Present
Timothy D Brenner & Assoc Norton OH 08/1996 Present
Other Businesses

(1)Name of Business: Tdlmb Properties, LLC Address: 4050 S Cleveland Massillon Rd, Norton, OH, 44203-5601, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/29/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member of realestate that I own. (2)Name of Business: timothy d brenner & assoc Address: 4050 cleve-mass rd, norton, OH, 44203, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 08/01/1996 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: S-corporation used as a support company for my business.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-26
  • S63 Uniform Securities Agent State Law Examination
    1999-05-26
Other Names
  • Tim Brenner

View on SEC IAPD

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