Michael Scott Lowenberg

Employer firm

Prospera Funds, Inc. CRD 331765

$4.55M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2004 → Present
  White Mountain Capital, Llc
  New York, NY
• 04/2026 → Present
  Prospera Funds, Inc
  Isle Of Palms, SC
• 07/2020 → 03/2026
  Modern Capital Advisors, Llc
  Mount Pleasant, SC
• 04/2021 → 03/2026
  Modern Capital Management Co
  Mount Pleasant, SC

Previous Registrations

• 2022-01-13 → 2026-04-13
  Modern Capital Management, Co.
  Mt Pleasant, SC
  Miami, FL
  Greenwich, CT
• 2022-01-13 → 2023-12-05
  Modern Capital Advisors, Llc
  Bay Harbor Islands, FL
  Greenwhich, CT
  Raleigh, NC
• 2020-07-08 → 2021-12-31
  Modern Capital Advisors, Llc
  Greenwich, CT
  Raleigh, NC
• 2021-09-01 → 2021-12-31
  Modern Capital Management, Co.
  Mt Pleasant, SC
  Greenwich, CT

Other Businesses

MR. LOWENBERG IS AN OWNER AND TREASURER OF BONAVENTURE MANAGERS, LLC, WHICH IS THE GENERAL PARTNER OF BONAVENTURE INVESTMENTS, LP, AN INVESTMENT PARTNERSHIP WHICH COMMENCED 6/01. MR. LOWENBERG BECAME AN OWNER ON 1/19/06. BONAVENTURE MANAGERS IS LOCATED AT 9521 E Bay Harbor Dr, Unit 805, Bay Harbor Islands, FL. MR. LOWENBERG WILL DEVOTE 10% OF HIS TIME--APPROXIMATELY 15 HOURS PER MONTH--TO BONAVENTURE MANAGERS FINANCIAL BUSINESS. APPROXIMATELY HALF OF THESE HOURS WILL BE PERFORMED DURING TRADING HOURS. LOWENBERG IS ALSO A PORTFOLIO MANAGER FOR PROSPERA FUNDS' ETF. HE WILL DEVOTE APPROXIMATELY 3 HOURS A DAY DURING THE TRADING DAY TO THIS ACTIVITY. MR. LOWENBERG ALSO OBTAINED HIS INSURANCE LICENSE (LIFE, HEALTH, ANNUITY) IN 2007. HE WILL SELL APPOVED INSURANCE PRODUCTS ON AN AS-NEEDED BASIS. HE WILL DEVOTE LESS THAN 5% OF HIS TIME, APPROXIMATELY 2 HOURS PER MONTH, TO THESE ACTIVITIES. LOWENBERG IS SOLE OWNER OF RUMPOINT, INC, AN S-CORP THAT PROVIDES CONSULTING TO WHITE MOUNTAIN CAPITAL, LLC AND BONAVENTURE MANAGERS DURING THE COURSE OF DAILY BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-01
• S63 Uniform Securities Agent State Law Examination
  2005-06-20