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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-03 |
| NC | RA | APPROVED | 2023-02-01 |
| TX | RA | APPROVED | 2023-01-27 |
Branch Locations
Charleston, SC • United States
210 Third Avenue W, Hendersonville, NC 28739 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Gainsville, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Gainesville | FL | 08/2011 | 07/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 01/2023 |
| Morgan Stanley | Charleston | SC | 07/2017 | 01/2023 |
| Steward Partners Investment Solutions, Llc | Hendersonville | NC | 01/2023 | Present |
| Steward Partners Global Advisory, Llc | Hendersonville | NC | 01/2023 | Present |
| Steward Partners Investment Advisory, Llc | Hendersonville | NC | 01/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 02/2020 | 01/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-16 |
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