Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-03-21
TX RA APPROVED_RES 2024-03-21
  • MN RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED_RES
    Since 2024-03-21

Branch Locations

816 South Pokegama Ave Suite D, Grand Rapids, MN 55744 • United States

8378 Brandon Road, Baxter, MN 56425 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Previous Registrations
Other Businesses

1) LEMIEUX PROPERTY MANAGEMENT, START 08/01/06, RENTAL PROPERTY OWNER, 1HR/WK, RENTAL INCOME. 2) LEMIEUX WEALTH STRATEGIES, LLC DBA SECURITIES, ADVISORY AND FIXED INSURANCE BUSINESS, INVESTMENT RELATED, ADDRESS IS SAME AS REGISTERED LOCATION, START FEBRUARY 2014, 40 PLUS HOURS PER WEEK - DURING TRADING HOURS, PRESIDENT - FINANCIAL ADVISOR. 3) NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE:1/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 4) NAME OF OTHER BUSINESS: LAKES AREA SENIOR ACTIVITY CENTER, INVESTMENT RELATED: NO, ADDRESS: 803 KINGWOOD ST, BRAINERD, MN 56401, NATURE OF BUSINESS: SENIOR ACTIVITY CENTER, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: BOARD OF DIRECTORS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-14
S63 Uniform Securities Agent State Law Examination 1994-07-05
  • S66 Uniform Combined State Law Examination
    2004-06-14
  • S63 Uniform Securities Agent State Law Examination
    1994-07-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Grand Rapids, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor