Christopher Alan Douglass

Current Employers

Employment History

• 05/2002 → 09/2016
  Nfp Advisory Services, Llc
  So. Burlington, VT
• 05/2002 → 09/2016
  Kestra Financial
  Austin, TX
• 09/2016 → 04/2023
  The Patrick Group Dba Stage 2 Planning Partners Llc
  So. Burlington, VT
• 06/2022 → Present
  Stage 2 Planning Partners Llc
  S Burlington, VT

Previous Registrations

• 2016-09-28 → 2023-04-13
  Stage 2 Planning Partners
  South Burlington, VT
• 2016-04-21 → 2016-09-28
  Kestra Advisory Services, Llc
  South Burlington, VT
• 2002-05-28 → 2016-09-22
  Kestra Investment Services, Llc
  South Burlington, VT
  South Burlington, VT

Other Businesses

Business Name: Estate of Terrence and Theresa Daly Investment Related: No Address: 335 Falmouth Woods Road East Falmouth MA 02536 Nature of Business: Other Other/None of the Above When my aunt and uncle have passed away, I will oversee the distribution of their estate to their children. Position, Title or Relationship: Other,Executor Start Date: 1/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee the distribution of the estate. Business Name: Highland Village Homeowners Association Investment Related: No Address: PO Box 1201 Williston VT 05495 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Officer Start Date: 8/12/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I facilitate board meetings, work with other board members and a property management company to manage association business. Business Name: Insurance agent; Investment Related: Yes; Address: 1233 Shelburne Road E6 S. Burlington VT 05403 Nature of Business: insurance Position, Title or Relationship: selling insurance; Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: meet with insurance clients Business Name: C.A. Douglass Financial Services, Inc Investment Related: No; Address: 1233 Shelburne Road Ste. E6 South Burlington VT 05403 Nature of Business: S Corporation that all my Insurance and other Financial Services business revenue flows through. Position, Title or Relationship: None. Start Date: 6/1/2004; Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: S Corporation that all my Financial Services business revenue flows through.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-17
• S63 Uniform Securities Agent State Law Examination
  1994-09-09

Designations