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Employer firm

Gradient Securities, LLC CRD 127701

$608M regulatory AUM 251 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gradient Securities, Llc

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-06-10
TX RA APPROVED 2025-03-19
  • OK RA
    APPROVED
    Since 2026-06-10
  • TX RA
    APPROVED
    Since 2025-03-19

Branch Locations

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126 • US

Crowley, TX • United States

4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhodes Securities, Inc. Fort Worth TX 05/2013 12/2022
Gradient Securities, Llc Arden Hills MN 12/2022 Present
  • 05/2013 → 12/2022
    Rhodes Securities, Inc.
    Fort Worth, TX
  • 12/2022 → Present
    Arden Hills, MN
Other Businesses

1. AMERICAN SENIOR BENEFITS; INV RELATED; 5501 W. ROSEDALE STREET, FORT WORTH, TX 76107; INSURANCE; INSURANCE AGENT; START 8/2022; 120 HOURS PER MONTH; 110 HOURS DURING SECURITIES TRADING HOURS; SALES OF MEDICARE, HEALTH, LIFE. 2. SENIOR INSURANCE BROKERS, LLC; INV RELATED; 5501 W. ROSEDALE, FORT WORTH, TX, 76107; INSURANCE; INSURANCE AGENT; START 08/2022; 120 HOURS PER MONTH; 110 HOURS DURING TRADING HOURS; INSURANCE SALES. 3. CHESAPEAKE ENERGY; NOT INV RELATED; 10024 CARSON RANCH ROAD, CROWLEY, TX 76036; MINERAL RIGHTS; OWNER; START 9/2003; 0 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS; RECEIVE NATURAL GAS COMPENSATION FOR LAND/HOMESTEAD. 4. FORT WORTH TEXAS EXES; NOT INV RELATED; VARIOUS LOCATIONS; ALUMNI ASSOCIATION; PRESIDENT ELECT; START 07/2024; 5-10 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ORGANIZES CHAPTER ACTIVITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-17
S63 Uniform Securities Agent State Law Examination 2008-12-10
  • S65 Uniform Investment Adviser Law Examination
    2025-03-17
  • S63 Uniform Securities Agent State Law Examination
    2008-12-10
Other Names
  • Brian J Prasifka
  • Brian Prasifka

View on SEC IAPD

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