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Current Employers
Assuredpartners Investment Advisors

4600 W. Cypress Street Suite 405, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-01-04
FL RA APPROVED 2022-12-01
  • WA RA
    APPROVED
    Since 2023-01-04
  • FL RA
    APPROVED
    Since 2022-12-01

Branch Locations

4600 W. Cypress Street Suite 405, Tampa, FL 33607 • United States

1325 4Th Avenue Suite 2100, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortune Management University Place WA 11/1998 Present
Investacorp Inc Miami FL 10/2014 07/2020
Investacorp Advisory Services Miami FL 10/2014 07/2020
Fortune 360 Group Llc Plantation FL 07/2015 Present
Fortune 360 Group Llc Plantation FL 03/2016 04/2023
Securities America, Inc. Plantation FL 07/2020 07/2021
Private Client Services Seattle WA 03/2023 Present
Assuredpartners Investment Advisors Tampa FL 12/2022 Present
  • 11/1998 → Present
    Fortune Management
    University Place, WA
  • 10/2014 → 07/2020
    Investacorp Inc
    Miami, FL
  • 10/2014 → 07/2020
    Investacorp Advisory Services
    Miami, FL
  • 07/2015 → Present
    Fortune 360 Group Llc
    Plantation, FL
  • 03/2016 → 04/2023
    Fortune 360 Group Llc
    Plantation, FL
  • 07/2020 → 07/2021
    Securities America, Inc.
    Plantation, FL
  • 03/2023 → Present
    Private Client Services
    Seattle, WA
  • 12/2022 → Present
    Tampa, FL
Previous Registrations
  • 2016-03-23 → 2023-02-24
    Fortune 360 Group Llc
    Plantation, FL
  • 2020-07-17 → 2021-07-06
    Securities America Advisors, Inc.
    Plantation, FL
    Plantation, FL
  • 2014-11-14 → 2020-07-17
    Investacorp Advisory Services Inc
    Fort Lauderdale, FL
    Plantation, FL
  • 2005-04-25 → 2014-10-27
    Kms Financial Services, Inc.
    University Place, WA
    Seattle, WA
    Boca Raton, FL
  • 2004-07-12 → 2005-05-03
    1717 Capital Management Company
    Tacoma, WA
  • 2003-08-04 → 2004-06-17
    Shelgren Financial Group, Inc.
    Renton, WA
  • 2003-02-06 → 2003-09-17
    Pmg Asset Management Inc
    Gig Harbor, WA
Other Businesses

1) FMG Properties LLC. 6201 Lake WA Blvd NE #307, Kirkland, WA 98033. Real Estate. Managing Partner. 2 hrs/mo; 2 during trading hrs. 2) Assured Partners Investment Advisors. RIA. 120 hrs/mo; 70 during trading hrs. 3) AssuredPartners. 1325 4th Ave, Ste 2100, Seattle, WA 98101. Insurance Sales. 4) SN Reeves LLC. 6201 Lake WA Blvd NE #307, Kirkland, WA 98033. Real Estate. Managing member. 2 hrs/mo; 2 during trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-15
S63 Uniform Securities Agent State Law Examination 1994-07-05
  • S65 Uniform Investment Adviser Law Examination
    2003-01-15
  • S63 Uniform Securities Agent State Law Examination
    1994-07-05

View on SEC IAPD

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