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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-12-07
TX RA APPROVED_RES 2014-02-12
IL RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2022-12-07
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

Fort Myers, FL • United States

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Deerfield IL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Deerfield, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*435198- Farmland - Maroa, IL; Investment related- Yes; Gurnee, Illinois; Agriculture; Sole Proprietor/Owner; Feb 2022 ; During business hours: 0 ; Check Signing/Funds Disbursements

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-09-12
S63 Uniform Securities Agent State Law Examination 1994-08-31
  • S65 Uniform Investment Adviser Law Examination
    1994-09-12
  • S63 Uniform Securities Agent State Law Examination
    1994-08-31

View on SEC IAPD

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