John Hughes

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-03-25
ME	RA	APPROVED	2002-12-11
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2022-03-25
ME RA
APPROVED

Since 2002-12-11
CO RA
APPROVED

Since 1999-01-01

Branch Locations

10 Market Street Ste 305, Scarborough, ME 04074-7683 • United States

Scarborough, ME • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Denver	CO	11/1994	03/2020
Ameriprise Financial Services, Llc	Scarborough	ME	03/2020	Present

11/1994 → 03/2020

Ameriprise Financial Services, Inc.

Denver, CO
03/2020 → Present

Ameriprise Financial Services, Llc

Scarborough, ME

Other Businesses

Business Ownership; JXH LLC; Owner; Real Estate; 10 Market St Ste 305, , Scarborough, ME, 04074; Not Investment-Related; 01/12/2012; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-08-18

S63 Uniform Securities Agent State Law Examination

1994-08-18

Designations

Certified Financial Planner

View on SEC IAPD