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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2021-07-26 |
| TX | RA | APPROVED_RES | 2013-01-14 |
| CA | RA | APPROVED | 2011-06-09 |
| NJ | RA | APPROVED | 2008-11-20 |
| NC | RA | APPROVED | 2008-10-23 |
| PA | RA | APPROVED | 2006-03-30 |
Branch Locations
1650 Crooked Oak Drive Suite 100, Lancaster, PA 17601 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Inc. | Lancaster | PA | 04/1997 | Present |
Self, Long Beach Island, NJ; Not investment related; Nature: Rental Property; Title: Owner; Start 09/2019; Duties: Rent property when unable to use as a vacation home; Devotes 1 hr./mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-01 |
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