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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-03
FL RA APPROVED 2009-04-15
  • TX RA
    APPROVED
    Since 2018-05-03
  • FL RA
    APPROVED
    Since 2009-04-15

Branch Locations

822 A1A North Suite 105, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Jacksonville Bch FL 05/1994 Present
Hughes Financial Group, Inc Jacksonville Beach FL 11/2006 03/2018
Raymond James Financial Services Advisors Inc. Jacksonville FL 01/2009 Present
Hughes Financial Partners Ponte Vedra Beach FL 03/2018 Present
  • 05/1994 → Present
    Raymond James Financial Services, Inc.
    Jacksonville Bch, FL
  • 11/2006 → 03/2018
    Hughes Financial Group, Inc
    Jacksonville Beach, FL
  • 01/2009 → Present
    Jacksonville, FL
  • 03/2018 → Present
    Hughes Financial Partners
    Ponte Vedra Beach, FL
Other Businesses

Hughes Financial Partners, Inc. Address: Ponte Vedra Beach, FL Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Other Investment Related:No Start Date: 03/29/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: We hold out Hughes Financial Partners, Inc. as a company name to distinguish our branch office versus other branch offices for name recognition and marketing purposes. (Co-owned by N. Dwayne Hughes II, Branch Mgr & Daniel A Hughes).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-04-30
Designations
  • Certified Financial Planner
Other Names
  • Dwayne Hughes

View on SEC IAPD

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