David Ross Thompson

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Sun City Center, FL
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  St Petersburg, FL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Seminole, FL

Previous Registrations

• 2003-07-07 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Sun City Center, FL
• 2002-07-17 → 2003-07-09
  Choreo, Llc
  Seminole, FL

Other Businesses

Real Estate Ownership; Single Family; 335 47th avenue north #142, st. petersburg, fl 33703, ,; Not Investment-Related; 02/03/2003 / Single Family; 335 47th avenue north #144, st. petersuburg, fl 33703, ,; Not Investment-Related; 02/03/2003 / Single Family; 334 48th avenue north #228, st. petersburg, fl 33703, ,; Not Investment-Related; 02/03/2003 / Single Family; 956 8th avenue south, st. petersburg, fl 33705, ,; Not Investment-Related; 02/03/2003 / Single Family; 1074 15th avenue south, st. petersburg, fl 33705, ,; Not Investment-Related; 02/03/2003 / Single Family; 575 Clearwater Largo Road, Largo, FL 33770. 16 unit Apartment bu, ,; Not Investment-Related; 02/03/2003 / Single Family; 378 48th Avenue North #122, , St. Petersburg, FL, 33703; Not Investment-Related; 02/03/2003 / Single Family; 334 48th ave no, unit 235, st petersburg, FL, 33703; Investment-Related; 03/20/2024 / Single Family; 334 48th Avenue North, #230, Saint Petersburg, FL, 33703; Investment-Related; 04/15/2025. Business Ownership; D & K Enterprises, LLC; ; Limited liability company within which we own income producing residential real estate.; 10104 Tarpon Drive Treasure Island, FL 33706, ,; Investment-Related; 01/27/2003; 1 to 9 hours per month; 0 during trading hours / 1968 Partners, LLC (DBA Smoothie King); ; We finalized a lease today and anticipate opening for business in January 2017. My wife will be the owner/operator and will be in charge of all operations. This is her second location, the first of which is under Payjac Partners, LLC. I will periodically help with business planning or an occasional marketing event. I will not be receiving any compensation.; 11290 Park Boulevard Seminole, FL 33772, ,; Not Investment-Related; 01/01/2017; 1 to 9 hours per month; 0 during trading hours / RT Excel, LLC; sole owner/president; My Ameriprise Financial Advisory practice; 10104 Tarpon Drive, , Treasure Island, FL, 33706; Investment-Related; 03/11/2020; 20 to 39 hours per month; 20 to 39 during trading hours / Payjac Partners, LLC (DBA Smoothie King (franchise); I am 50% owner with my wife being the other 50%. She is the owner operator. My roles are very minor and just to help out on a very infrequent basis. They would include -bring supplies from one store (we have a second store in Seminole, FL under the name 1968 Partners, LLC) to the other, buying supplies at Sam's club if we have shortage and can't wait for shipment, helping change menu prices on the menu board after hours, brining samples to local busineess (before COVID). I have worked in the store when absolutely needed -this has rarely amounted to more than 5 hours per year and most years it has been zero; My spouse is in the negotiations for a lease for a Smoothie King franchise which would open for business in early 2010. The business is held under Pelican Partners, LLC (changed to PayJack Partners, LLC on 2/8/10 so it would be in a supchapter S corp. Pelican Parnters, LLC is currently dormant-no business assets or real estate) for which my wife Kathleen will be in charge of all operations. The only involvment that I will have in the business will be occasionally selling smoothies at a high school football game or other athletic type event. I will not receive any compensation. I am disclosing this because I am listed as the vice president of Pelican Parnters, LLC.; 1474 66th Street North, , St. Peterssburg, FL, 33710; Not Investment-Related; 07/01/2010; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Fourth Street Condominiums; Board Member; 1155 Pasadena Avenue South, , Pasadena, FL, 33707; Not Investment-Related; 04/24/2023; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-28
• S63 Uniform Securities Agent State Law Examination
  1994-08-01

Designations

Other Names

• David R Thompson
• David Thompson