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Craig Erhard Weis

Raymond James & Associates, Inc.

Roseville, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-22
TX RA APPROVED 2020-05-22
  • CA RA
    APPROVED
    Since 2020-05-22
  • TX RA
    APPROVED
    Since 2020-05-22

Branch Locations

1410 Rocky Ridge Drive Suite 100, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Roseville CA 09/2013 05/2020
Raymond James & Associates, Inc. Roseville CA 05/2020 Present
Previous Registrations
  • 2013-09-03 → 2020-06-02
    Ubs Financial Services Inc.
    Roseville, CA
  • 2009-06-01 → 2013-09-12
    Morgan Stanley
    Roseville, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Roseville, CA
  • 2001-02-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Roseville, CA
    Roseville, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-15
S63 Uniform Securities Agent State Law Examination 1994-09-22
  • S65 Uniform Investment Adviser Law Examination
    2000-11-15
  • S63 Uniform Securities Agent State Law Examination
    1994-09-22

View on SEC IAPD

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Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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