Gautam Vangala

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 04/2019
  Fidelity Investments
  Brookfield, WI
• 07/2018 → 04/2019
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 04/2019 → Present
  Charles Schwab & Co., Inc.
  West Lake, TX
• 07/2021 → 06/2024
  Td Ameritrade, Inc.
  Westlake, TX

Previous Registrations

• 2021-07-27 → 2022-10-14
  Td Ameritrade, Inc.
  Omaha, NE
  Westlake, TX
• 2018-07-13 → 2019-04-26
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2007-10-15 → 2018-07-13
  Strategic Advisers Llc
  Westlake, TX
  Boston, MA
  Smithfield, RI
  Westlake, TX

Other Businesses

start date 01/01/2019, Southern Methodist Univ. Education, Adjust Professor Dallas, TX I teach a class on leadership at the cox business school. My curriculum does NOT cover any investment, finance or asset management related topics. Hour per month less than 20

Exams

• S66 Uniform Combined State Law Examination
  2001-01-22
• S63 Uniform Securities Agent State Law Examination
  1994-08-22

Other Names

• Gautam Ram