Jonathan Eric Kass

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2009 → Present
  Bank Of America,Na
  New York, NY

Other Businesses

I*: 2404273Entity Type: Charitable Name of OBA: Syracuse University Whitman School of MGT Parents Council Address: Syracuse, NY 13244Investment Related: NoPosition, Title, Association: Board memberEmployee Start Date: 05/01/2025Number of Hours: 8 hrs mthly Number of Hours during trading: 4 hrs mthly Duties: The Whitman Parents Advisory Council (PAC) is a non-fiduciary advisory council comprised of adverse group of parents of current Whitman School students who represent a range of industries, professions, life experiences and pursuits. The primary focus of the Council is to support the sustained excellence of the Whitman School. The PAC, as an advisory council, does not include voting requirements. Members give their time, share their perspectives and expertise, help build bridges and make connections, and provide philanthropic support to enhance the Whitman experience for students, faculty and staff. I*4693283 Entity Type: N/A Name of OBA: Jayden Kass IRR Trust Address: Katonah, New York, 10536 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/11/2026 Number of Hours: 4, Yearly Number of Hours during trading: 0 Duties: Child/Grandchild I*4693284 Entity Type: N/A Name of OBA: Jonah Kass IRR Trust Address: Katonah, New York, 10536 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/11/2026 Number of Hours: 4, Yearly Number of Hours during trading: 0 Duties: Child/Grandchild I*4714268 Entity Type: Fiduciary role Name of OBA: J. E K. TTEE A. K. TTEE U/A DTD 06/01/2026 Address: Katonah, New York, 10536 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/15/2026 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: Co-Trustee/Child/Grandchild I*4715267 Entity Type: Fiduciary role Name of OBA: J. E K. TTEE A. K. TTEE U/A DTD 06/01/2026 Address: Katonah, New York, 10536 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 06/15/2026 Number of Hours: 4, Yearly Number of Hours during trading: 4, Yearly Duties: Co-Trustee/Child/Grandchild

Exams

• S66 Uniform Combined State Law Examination
  2013-10-31
• S63 Uniform Securities Agent State Law Examination
  1994-12-16

Other Names

• Jon Kass