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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-05-30 |
| TX | RA | APPROVED_RES | 2021-01-11 |
| NJ | RA | APPROVED | 2014-11-13 |
| CA | RA | APPROVED | 2014-10-27 |
Branch Locations
100 Overlook Center Suite 303, Princeton, NJ 08540 • United States
Las Vegas, NV • United States
10801 W Charleston Boulevard Suite 400, Las Vegas, NV 89135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Princeton | NJ | 10/2014 | Present |
1)Li'l Fat Monkey,United States,publishing and content,Automotive Related Cookbook and Content. Potential Sale of a car from time to time.Proprietor / ownerAll duties related to the creation, marketing and sale of Automotive related content and products. Cookbook, magazine articles, cars, etc.,3/2/2022
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-10 |
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