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3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-07-27 |
| TX | RA | APPROVED | 2003-08-26 |
Branch Locations
3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Securities, Inc | Camarillo | CA | 10/2017 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | 09/2017 |
| Portfolio Advisory Council, L.L.C. | Houston | TX | 08/1996 | Present |
1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 3/1997, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, PARTNER/FINANCIAL ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT RELATED, 120 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, SOLE-PROPRIETOR, START DATE: 4/1/1994, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, INSURANCE AGENT, FIXED INSURANCE SALES, NOT INVESTMENT RELATED, 15 HOURS PER MONTH, .09 HOURS PER DAY DURING TRADING HOURS. 3. MIDTOWN BUSINESS NETWORK, START DATE: 12/13/2005, 318 TUAM, HOUSTON, TX 77006, CORPORATION, DIRECTOR, MEMBER, PROVIDING REFERRALS TO OTHER CHAPTER MEMBERS, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 4. NORTHEAST HOUSTON BAPTIST CHURCH, START DATE: 08/02/2002, 18000 W LAKE HOUSTON PARKWAY, HUMBLE, TX 77346, CORPORATION, CHARITABLE NON-PROFIT ORGANIZATION, TRUSTEE, OVERSEER OF CHURCH FINANCES, BUYING/SELLING OF LAND, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. MUNICIPAL UTILITY DISTRICT NO.83 OF TEXAS, START DATE: 8/18/2016, 1300 POST OAK BLVD., SUITE 1400, HOUSTON, TX 77056, CORPORATION, MUNICIPALITY WATER DISTRICT, DIRECTOR/ASSISTANT SECRETARY, BOARD MEMBER AND ATTEND MONTGOMERY COUNTY DISTRICT MONTHLY MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-27 |
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