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James William Hamilton

Portfolio Advisory Council,L.L.C.

Houston, TX

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Current Employers
Portfolio Advisory Council,L.L.C.

3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-07-27
TX RA APPROVED 2003-08-26
  • LA RA
    APPROVED
    Since 2017-07-27
  • TX RA
    APPROVED
    Since 2003-08-26

Branch Locations

3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Securities, Inc Camarillo CA 10/2017 Present
Cambridge Investment Research, Inc Fairfield IA 01/2007 09/2017
Portfolio Advisory Council, L.L.C. Houston TX 08/1996 Present
  • 10/2017 → Present
    Mutual Securities, Inc
    Camarillo, CA
  • 01/2007 → 09/2017
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/1996 → Present
    Portfolio Advisory Council, L.L.C.
    Houston, TX
Previous Registrations
Other Businesses

1. PORTFOLIO ADVISORY COUNCIL, LLC., START DATE: 3/1997, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, PARTNER/FINANCIAL ADVISOR, INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT RELATED, 120 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, SOLE-PROPRIETOR, START DATE: 4/1/1994, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, INSURANCE AGENT, FIXED INSURANCE SALES, NOT INVESTMENT RELATED, 15 HOURS PER MONTH, .09 HOURS PER DAY DURING TRADING HOURS. 3. MIDTOWN BUSINESS NETWORK, START DATE: 12/13/2005, 318 TUAM, HOUSTON, TX 77006, CORPORATION, DIRECTOR, MEMBER, PROVIDING REFERRALS TO OTHER CHAPTER MEMBERS, NOT INVESTMENT RELATED, 12 HOURS PER MONTH, 5 HOURS PER DAY DURING TRADING HOURS. 4. NORTHEAST HOUSTON BAPTIST CHURCH, START DATE: 08/02/2002, 18000 W LAKE HOUSTON PARKWAY, HUMBLE, TX 77346, CORPORATION, CHARITABLE NON-PROFIT ORGANIZATION, TRUSTEE, OVERSEER OF CHURCH FINANCES, BUYING/SELLING OF LAND, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. MUNICIPAL UTILITY DISTRICT NO.83 OF TEXAS, START DATE: 8/18/2016, 1300 POST OAK BLVD., SUITE 1400, HOUSTON, TX 77056, CORPORATION, MUNICIPALITY WATER DISTRICT, DIRECTOR/ASSISTANT SECRETARY, BOARD MEMBER AND ATTEND MONTGOMERY COUNTY DISTRICT MONTHLY MEETINGS, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-02
S63 Uniform Securities Agent State Law Examination 1994-07-27
  • S65 Uniform Investment Adviser Law Examination
    2003-07-02
  • S63 Uniform Securities Agent State Law Examination
    1994-07-27
Other Names
  • Jim Hamilton

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