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Nicole Maria Casp

Raymond James & Associates, Inc.

St. Petersburg, FL

West End, NC

Raymond James Financial Services Advisors, Inc

Saint Petersburg, FL

West End, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-02-14
  • NC RA
    APPROVED
    Since 2020-02-14

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

West End, NC • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-02-14
  • NC RA
    APPROVED
    Since 2020-02-14

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

West End, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Fairlawn OH 07/2012 07/2019
Raymond James & Associates, Inc. West End NC 01/2020 Present
Unemployed West End NC 08/2019 01/2020
Raymond James Financial Services, Inc. West End NC 01/2020 Present
Raymond James Financial Services Advisors Inc. West End NC 01/2020 Present
Previous Registrations
  • 2012-07-23 → 2019-08-12
    U.S. Bancorp Investments, Inc.
    Fairlawn, OH
  • 2009-11-13 → 2012-07-10
    Pnc Wealth Management Llc
    Stow, OH
    N. Canton, OH
    Hartville, OH
  • 2009-03-12 → 2009-11-13
    Natcity Investments, Inc.
    N. Canton, OH
  • 2006-07-26 → 2009-03-02
    Invest Financial Corporation
    Akron, OH
    Akron, OH
  • 2005-06-20 → 2006-07-12
    Butler, Wick & Co., Inc.
    Boardman, OH
    Marysville, OH
    Steubenville, OH
    Youngstown, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-29
S63 Uniform Securities Agent State Law Examination 2004-10-18
  • S65 Uniform Investment Adviser Law Examination
    2010-03-29
  • S63 Uniform Securities Agent State Law Examination
    2004-10-18
Other Names
  • Nicole Maria Harris
  • Nicole Maria Rowland

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
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