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Thomas Anthony Purpura

Osaic Wealth, Inc.

Wilmington, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-02
  • NC RA
    APPROVED
    Since 2025-06-02

Branch Locations

1410 Commonwealth Dr #103-B, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bluerock Capital Markets, Llc Irvine CA 06/2016 04/2017
Resource Securities, Inc. Philadelphia PA 05/2017 11/2018
International Assets Advisory, Llc Naperville IL 06/2019 05/2021
Unemployed Naperville IL 12/2018 05/2019
Unemployed Kirkwood MO 05/2021 07/2022
Aurora Securities, Inc. Kirkwood MO 07/2022 03/2023
Exchangeright Securities, Llc Pasadena CA 03/2023 11/2023
Thrivent Investment Management Inc Downers Grove IL 09/2024 03/2025
1031 Consulting And Services Group St. Louis MO 06/2022 04/2023
Unemployed Naperville IL 11/2023 09/2024
Thrivent Financial Appleton WI 09/2024 03/2025
Osaic Wilmington NC 05/2025 Present
  • 06/2016 → 04/2017
    Bluerock Capital Markets, Llc
    Irvine, CA
  • 05/2017 → 11/2018
    Resource Securities, Inc.
    Philadelphia, PA
  • 06/2019 → 05/2021
    International Assets Advisory, Llc
    Naperville, IL
  • 12/2018 → 05/2019
    Unemployed
    Naperville, IL
  • 05/2021 → 07/2022
    Unemployed
    Kirkwood, MO
  • 07/2022 → 03/2023
    Aurora Securities, Inc.
    Kirkwood, MO
  • 03/2023 → 11/2023
    Exchangeright Securities, Llc
    Pasadena, CA
  • 09/2024 → 03/2025
    Thrivent Investment Management Inc
    Downers Grove, IL
  • 06/2022 → 04/2023
    1031 Consulting And Services Group
    St. Louis, MO
  • 11/2023 → 09/2024
    Unemployed
    Naperville, IL
  • 09/2024 → 03/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Osaic
    Wilmington, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-06
S63 Uniform Securities Agent State Law Examination 2002-03-05
  • S66 Uniform Combined State Law Examination
    2024-11-06
  • S63 Uniform Securities Agent State Law Examination
    2002-03-05
Other Names
  • Tom Purpura
  • Thomas Anthony Purpura
  • Thomas Purpura

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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