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Centaurus Financial, Inc. CRD 30833
$9.74B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2026-08-24 |
| SC | RA | APPROVED | 2026-01-12 |
| CA | RA | APPROVED | 2025-08-11 |
| AR | RA | APPROVED | 2025-08-05 |
| IA | RA | APPROVED | 2025-07-21 |
| IN | RA | APPROVED | 2025-02-04 |
| TX | RA | APPROVED_RES | 2025-01-31 |
| CO | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MI | RA | APPROVED | 2025-01-01 |
| MS | RA | APPROVED | 2025-01-01 |
| OR | RA | APPROVED | 2025-01-01 |
| WA | RA | APPROVED | 2024-10-03 |
| GA | RA | APPROVED | 2024-06-17 |
| NM | RA | APPROVED | 2021-06-22 |
| NC | RA | APPROVED | 2019-09-27 |
| SD | RA | APPROVED | 2018-01-16 |
| NE | RA | APPROVED | 2012-10-09 |
| UT | RA | APPROVED | 2012-01-11 |
Branch Locations
7385 E. Peakview Avenue, Centennial, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Orange | CA | 01/2005 | Present |
1. MFIC PROPERTY PARTNERS, NON-INVESTMENT RELATED, 7385 E. PEAKVIEW AVE., CENTENNIAL, CO 80111, OWNS PROPERTY AND RENTS THIS OFFICE SPACE TO ARAPAHO ASSET MANAGEMENT, PARTNER, SINCE 12/1/2018, DEVOTED TIME IS 2 HOURS A MONTH, LANDLORD, MANAGEMENT, AND MAINTENANCE OF PROPERTY. 2. FARTHING FINANCIAL, NON-INVESTMENTE RELATED, 3900 E. MEXICO AVE., #601, DENVER, CO 80210, CONSULTING ON BUSINESS SALES, OWNER, SINCE 2/16/2017, DEVOTED TIME IS 5 HOURS A MONTH, CONSULTING WITH BUSINESS OWNERS, COMMERCIAL REALESTATE AGENTS AND BUSINESS BROKERS ON THE SALE OF BUSINESS. 3. MFIC ART PARTNERS LLC POSITION: Collector NATURE: Sale, collection of, and speculation in fine art objects and fine art for profit. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: null START DATE: 11/17/2014 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: I purchase, sell, collect, store, loan, lease and exhibit fine art objects. 4. TODD WALKER ART ADVISERS POSITION: Art Adviser NATURE: Fine art advising, The sale and purchase or collection of fine art.I will also get paid for the sale and consulting on fine art from other galleries and art advisers, museums and academic institutions. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: null START DATE: 11/17/2014 ADDRESS: 7385 E Peakview Ave, Centennial CO 80111, United States DESCRIPTION: I will be paid fees and commissions for consulting on, buying and selling, loaning and leasing, lecturing on, storing fine art. I will get paid from artists to represent them, curators, collectors, art advisers, art gallerists and galleries, and art academic institutions and publishers. I may even paint or create my own work and sell it. 5. ARAPAHO ASSET MANAGEMENT LLC, INSTRUCTOR, SINCE 8/1/2012, 101 W. MAIN ST., SUITE #109, FRISCO, CO 80443, TEACH CLASSES FOR COPRORATIONS THROUGH COMMUNITY COLLEGES ON A CONTRACTUAL BASIS, EDUCATIONAL DIVISION, DEVOTED TIME IS LESS THEN 5 HRS A MONTH, NON-INVESTMENT RELATED. 6. DBA ARAPAHO ASSET MANAGEMENT, LLC, 101 W. MAIN ST., SUITE 109, FRISCO, CO 80443, SINCE 1-1-2005, BRANDING PURPOSES ONLY, 5 HOURS A MONTH, NON-INVESTMENT RELATED. 7. RIVERWALK ADVISORS LLC,202 S Parker Street, Unite 266-8, Tampa FL 33606, United States, Registered Rep , Selling securities and insurance products thru my current B/D Centaurus Financial, Inc. INVESTMENT RELATED, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/05/2023 S: DBA for conducting business in Tampa, Florida. All submitted business will still be submitted and conducted through by B/D Centaurus Financial, Inc. via my OSJ in Denver, CO. This does not serve to replace my AAM DBA but rather to supplement it. It is mostly a regional branding differentiation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-28 |
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