Best Investors Account Sign in
Inactive

Scott P Gutterman

Ieq Capital, LLC

Foster City, CA

Claim This Profile
Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-27
CA RA APPROVED 2022-09-27
  • PA RA
    APPROVED
    Since 2026-01-27
  • CA RA
    APPROVED
    Since 2022-09-27

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 11/2008 Present
Ieq Capital, Llc Foster City CA 09/2022 Present
Previous Registrations
  • 2008-11-07 → 2022-09-30
    Ubs Financial Services Inc.
    San Francisco, CA
  • 2004-12-06 → 2008-12-17
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-01
S63 Uniform Securities Agent State Law Examination 1995-09-14
  • S66 Uniform Combined State Law Examination
    2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    1995-09-14
Other Names
  • Scott Gutterman
  • Scott Palmer Gutterman

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

More in Foster City, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor