Scott P Gutterman

Employer firm

Ieq Capital, LLC CRD 301819

$56.8B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2008 → Present
  Ubs Financial Services Inc
  San Francisco, CA
• 09/2022 → Present
  Ieq Capital, Llc
  Foster City, CA

Previous Registrations

• 2008-11-07 → 2022-09-30
  Ubs Financial Services Inc.
  San Francisco, CA
• 2004-12-06 → 2008-12-17
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2004-12-01
• S63 Uniform Securities Agent State Law Examination
  1995-09-14

Other Names

• Scott Gutterman
• Scott Palmer Gutterman