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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
OH RA APPROVED 2005-10-24
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • OH RA
    APPROVED
    Since 2005-10-24

Branch Locations

4664 Hills And Dales Road Nw, Canton, OH 44708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Canton OH 10/2005 Present
  • 10/2005 → Present
    Stifel Nicolaus & Co Inc
    Canton, OH
Other Businesses

1. Bank of Magnolia; 122 N. Main St., Magnolia OH 44643; Community Bank; Board Member; Oversee actions of management; 12/29/2013; 2 Hours Per Month; Not During Securities Trading Hours; Investment-Related. 2. Stark Community Foundation; 400 Market Avenue North Ste 200, Canton, OH 44702; Charitable grants to greater Stark County; Member of Investment Review Committee; Review and monitor investment policy, asset allocation, and manage recommendations; 07/22/2015; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-20
  • S66 Uniform Combined State Law Examination
    1999-07-20

View on SEC IAPD

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