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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-24 |
| TX | RA | APPROVED_RES | 2009-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | York | PA | 06/1994 | Present |
| Bank Of America, Na | York | PA | 12/2009 | Present |
I*823243 For profit or not for profit: Entity Charitable Name of outside business organization: Country Club of York Investment related: N Address of business: York, Pennsylvania, 17403 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Other"]] Start date of relationship: 5/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Legacy Fund purpose is to simply raise awareness of need for funds contributed to CCY to help sustain and support overall vision and future of Club I*,1872276 Entity Type, Charitable Name of OBA:United Way of York County Address:York,PA,17401 Investment Related:NO Position, Title, Association: Committee Employee Start Date:06/15/2024 No Hours: 4 YEARLY No Hours during trading:0 Duties:member of Tocqueville Society Cabinet.Assist in strategies for increased donor participation, develop and recruit new members to Society. Retain existing members
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-26 |
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