Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-25
MN RA APPROVED 2013-11-05
  • TX RA
    APPROVED
    Since 2026-03-25
  • MN RA
    APPROVED
    Since 2013-11-05

Branch Locations

208 Lake St S, Forest Lake, MN 55025 • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

30 E 7Th St Ste 1200, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Forest Lake MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Forest Lake MN 11/2016 Present
Previous Registrations
  • 2005-01-24 → 2011-01-03
    Wells Fargo Investments, Llc
    Forest Lake, MN
    Forest Lake, MN
    Cambridge, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-29
S63 Uniform Securities Agent State Law Examination 1994-09-02
  • S65 Uniform Investment Adviser Law Examination
    1997-07-29
  • S63 Uniform Securities Agent State Law Examination
    1994-09-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Forest Lake, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor