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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-02-23
FL RA APPROVED 2010-07-22
  • TX RA
    APPROVED
    Since 2018-02-23
  • FL RA
    APPROVED
    Since 2010-07-22

Branch Locations

7432 Monika Manor Dr, Tampa, FL 33625-5826 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Tampa FL 10/2009 03/2020
Ameriprise Financial Services, Inc. Tampa FL 10/2009 03/2020
Ameriprise Financial Services, Llc Tampa FL 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Tampa, FL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Tampa, FL
  • 03/2020 → Present
    Tampa, FL
Previous Registrations
  • 2007-09-11 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Troy, MI
    Tampa, FL
    Troy, MI
Other Businesses

Business Ownership; Andrew Whitmore PLLC; Manager; Legal entity established to manage my Ameriprise practice, e.g. entity used to pay staff or lease office space, etc.; 10211 Newington Place, , Tampa, FL, 33626; Not Investment-Related; 01/24/2020; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-10
S63 Uniform Securities Agent State Law Examination 1994-08-27
  • S65 Uniform Investment Adviser Law Examination
    2007-09-10
  • S63 Uniform Securities Agent State Law Examination
    1994-08-27
Designations
Other Names
  • Andy Whitmore

View on SEC IAPD

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