Ross Matthew Gerber

Current Employers

Employment History

• 06/2010 → 06/2021
  Gerber Kawasaki Wealth & Investment Management
  Santa Monica, CA
• 10/2012 → 01/2018
  Lpl Financial Llc
  Santa Monica, CA
• 06/2010 → Present
  Gerber Kawasaki Wealth & Investment Management
  Santa Monica, CA

Previous Registrations

• 1999-06-16 → 2010-06-09
  Independent Capital Management
  Santa Monica, CA
• 1999-06-16 → 1998-01-30
  Independent Capital Management
  Woodland Hills, CA

Other Businesses

1. Gerber Kawasaki Insurance Services, Santa Monica, CA - Sales of non-variable insurance; spends 30% of his time devoted to this business. 2. Danger Band Music - Not Investment Related - Other-Musician - Started 04/17/2017; Spends 5% of his time devoted to this business/0 Hours during Securities Trading. 3. No Business Name - Not Investment Related - Home Based - Other-Expert Networks - Speaker/Consultant Started 04/17/2017; Spends 2% of his time devoted to this business/0 hours during Securities Trading. 4. Mr. Gerber also serves as an outside consultant for Gerson Lehrman Group ("GLG"), an expert network. In this capacity, Mr. Gerber consults on research projects and financial industry issues; spends approximately 1% of his time in this capacity/0 hours during Securities Trading. 5. Cocoon Music LLC, 2716 Ocean Park Blvd #2020, Santa Monica, CA 90405; not investment related; a video production facility and social media streaming channel; Co-founder and a Managing Member; Responsible for overseeing digital strategy and finance; Start date: August, 2019; Spends 5% of his time devoted to this business. 6. Mr. Gerber is a non-controlling minority owner of Roundhill Financial Inc., 575 Fifth Avenue, New York, NY 10017; a registered investment adviser. Mr. Gerber devotes approximately 1% of his time in this capacity (0% of time occurs during trading hours). Mr. Gerber provides strategic advice and digital strategy. 7. Mr. Gerber is a non-controlling minority owner and member of the Board of Directors of House Hack LLC, a privately held real estate company. Mr. Gerber devotes less than 5% of his time in this capacity (0% of time occurs during trading hours). Mr. Gerber provides strategic financial advice as well as evaluates real estate opportunities for the company. 8. Mr. Gerber is a non-controlling minority owner of Future Fund LLC. Mr. Gerber is a member of the advisory board of the firm and provides marketing and strategic advice to the firm. Mr. Gerber devotes 1% of his time in this capacity (0% occurs during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-07
• S63 Uniform Securities Agent State Law Examination
  1994-06-22