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Brent Evan Garcia

Broadwater Capital Management LLC

Boston, MA

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Current Employers
Broadwater Capital Management Llc

15 Court Square, Suite 640, Boston, MA 02108-2521 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2012-06-25
MA RA APPROVED 2003-06-16
  • NH RA
    APPROVED
    Since 2012-06-25
  • MA RA
    APPROVED
    Since 2003-06-16

Branch Locations

15 Court Sq, Ste 640, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadwater Capital Management Llc Boston MA 11/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-06
  • S63 Uniform Securities Agent State Law Examination
    1994-10-06
Designations

View on SEC IAPD

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