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Brent Evan Garcia

Broadwater Capital Management LLC

Boston, MA

CRD 2502544

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Employer firm

Broadwater Capital Management LLC CRD 125509

$161M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Broadwater Capital Management Llc

15 Court Square, Suite 640, Boston, MA 02108-2521 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2012-06-25
MA RA APPROVED 2003-06-16
  • NH RA
    APPROVED
    Since 2012-06-25
  • MA RA
    APPROVED
    Since 2003-06-16

Branch Locations

15 Court Sq, Ste 640, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadwater Capital Management Llc Boston MA 11/2002 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-10-06
  • S63 Uniform Securities Agent State Law Examination
    1994-10-06
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

COHERE CAPITAL
BAYPINE HOLDINGS LP
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P.

Nearby Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON

Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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