David Lawrence Gray

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-11-17

FL RA
APPROVED

Since 2015-11-17

Branch Locations

2640 Golden Gate Pkwy Ste 206A, Naples, FL 34105 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc.	Naples	FL	11/2015	Present

11/2015 → Present

Wells Fargo Advisors Financial Network Llc.

Naples, FL

Previous Registrations

2009-06-01 → 2015-11-18

Morgan Stanley

Naples, FL
2001-01-12 → 2009-06-01

Citigroup Global Markets Inc.

Naples, FL

Naples, FL

Other Businesses

OGDEN DONALD GRAY INVESTMENTS, LLC, INVT RELATED, NAPLES, FL, 100% OWNERSHIP, START DATE 3/16/2020, 150 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1994-06-22

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1994-06-22

Other Names

David L Gray

View on SEC IAPD