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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-30 |
| FL | RA | APPROVED | 2024-10-24 |
| GA | RA | APPROVED | 2024-10-24 |
| MT | RA | APPROVED | 2024-10-24 |
| NY | RA | APPROVED | 2024-10-24 |
| AL | RA | APPROVED | 2024-10-23 |
| PA | RA | APPROVED | 2024-10-23 |
| TX | RA | APPROVED_RES | 2024-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | North Palm Beach | FL | 11/2005 | 11/2023 |
| Osaic Wealth, Inc. | Miami | FL | 11/2023 | Present |
1) CHRISTOPHER BAROVICH POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 11936 Southwest 97th Street, Miami FL 33186, United States DESCRIPTION: Possible fixed insurance sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-21 |
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