Joseph Rudolph Galloway

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Richardson, TX
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Southlake, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Southlake, TX

Previous Registrations

• 2004-11-04 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Richardson, TX
  Irving, TX
  Irving, TX

Other Businesses

Real Estate Ownership; Single Family; 3739 E Hampton Street, , Tucson, AZ, 85716; Investment-Related; 01/01/2023.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-03
• S63 Uniform Securities Agent State Law Examination
  1994-07-08

Designations

• Certified Financial Planner

Other Names

• Joe Galloway