Cynthia King Blythe

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2005-07-29

KY RA
APPROVED

Since 2005-07-29

Branch Locations

Louisville, KY • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Securities Inc	Des Moines	IA	03/2016	Present

03/2016 → Present

Principal Securities Inc

Des Moines, IA

Other Businesses

***RENTAL PROPERTY, CO-OWNER W/HUSBAND, 4/10-PRESENT, KY, NOT INVESTMENT RELATED. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 2406 Northfield Ct, Louisville KY 40222, United States DESCRIPTION: Formally designated a bank office in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker dealer and bank/trust offerings of Principal

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-10
S63	Uniform Securities Agent State Law Examination	1999-03-22

S66 Uniform Combined State Law Examination

2005-03-10
S63 Uniform Securities Agent State Law Examination

1999-03-22

Other Names

Cynthia Lee King
Cynthia Lee King

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