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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-10-24
  • KS RA
    APPROVED
    Since 2022-10-24

Branch Locations

9101 W 110Th St, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Insurance Designers Of Kansas City Overland Park KS 01/2001 10/2017
Voya Financial Advisors Overland Park KS 09/2014 10/2017
Edward Jones St Louis MO 10/2017 03/2020
Cetera Investment Services Llc St Cloud MN 03/2020 10/2022
Cetera Investment Advisers Llc Overland Park KS 03/2020 10/2022
Enterprise Bank And Trust Overland Park KS 03/2020 10/2022
Raymond James Financial Services, Inc. Overland Park KS 10/2022 Present
Raymond James Financial Services Advisors, Inc. Overland Park KS 10/2022 Present
  • 01/2001 → 10/2017
    Insurance Designers Of Kansas City
    Overland Park, KS
  • 09/2014 → 10/2017
    Voya Financial Advisors
    Overland Park, KS
  • 10/2017 → 03/2020
    St Louis, MO
  • 03/2020 → 10/2022
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2020 → 10/2022
    Overland Park, KS
  • 03/2020 → 10/2022
    Enterprise Bank And Trust
    Overland Park, KS
  • 10/2022 → Present
    Raymond James Financial Services, Inc.
    Overland Park, KS
  • 10/2022 → Present
    Overland Park, KS
Previous Registrations
Other Businesses

(1) Signature Retirement Group, 9101 W 110th St Ste 100, Overland Park, KS, 66210-1443, United States, Support Company - Non-Owner, Associate/Employee, 10/24/2022 I/R: No HPM: 81+ HPM trad hrs: 41+ Duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-30
S63 Uniform Securities Agent State Law Examination 1995-04-04
  • S66 Uniform Combined State Law Examination
    2017-12-30
  • S63 Uniform Securities Agent State Law Examination
    1995-04-04
Other Names
  • Pieter Deran Tenbroek
  • Pieter Tenbroek
  • Pieter D Tenbroek

View on SEC IAPD

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