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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance Designers Of Kansas City | Overland Park | KS | 01/2001 | 10/2017 |
| Voya Financial Advisors | Overland Park | KS | 09/2014 | 10/2017 |
| Edward Jones | St Louis | MO | 10/2017 | 03/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2020 | 10/2022 |
| Cetera Investment Advisers Llc | Overland Park | KS | 03/2020 | 10/2022 |
| Enterprise Bank And Trust | Overland Park | KS | 03/2020 | 10/2022 |
| Raymond James Financial Services, Inc. | Overland Park | KS | 10/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 10/2022 | Present |
(1) Signature Retirement Group, 9101 W 110th St Ste 100, Overland Park, KS, 66210-1443, United States, Support Company - Non-Owner, Associate/Employee, 10/24/2022 I/R: No HPM: 81+ HPM trad hrs: 41+ Duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-04 |
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