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Current Employers
Smart Money Financial Advisors, Llc

12900 Hall Rd. Ste. 250, Sterling Heights, MI 48313 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-01-03
  • MI RA
    APPROVED
    Since 2020-01-03

Branch Locations

12900 Hall Rd. Ste. 250, Sterling Heights, MI 48313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smart Money Financial Advisors, Llc Sterling Heights MI 01/2015 Present
Independent Insurance Agent Rochester MI 01/1996 Present
Previous Registrations
Other Businesses

1. INDEPENDENT FIXED INSURANCE BUSINESS / TROY, MI / SELLING FIXED INSURANCE PRODUCTS, HEALTH INSURANCE AND CASUALTY INSURANCE / APPROVED APRIL 21, 2005 2. Serves as Chapter President of American Financial Education Alliance (AFEA) in the Oakland/Macomb area of Michigan conducting several educational seminars per month to help eliminate financial illiteracy. No product sales or company names are mentioned at these seminars and no compensation from AFEA is received. The time commitment is six hours/month during non-securities trading hours. 3) Name of outside business: Retirement Learning Academy; Description of the business: Business focused on the education of retirement-age persons in the areas of tax planning, retirement planning, Social Security, and Medicare by holding frequent workshops at local venues.; Location of the business: 12900 Hall Road, Ste 250, Sterling Heights, MI 48313 Position Title: Managing Member/Founder; Responsibilities Duties: - Create presentations including slide shows and workbooks for educational workshops -Present information during workshops -Book venues for workshops; Start date with business: 2019-09-01; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10; 4.) Insurance Agent for which I may receive Commissions Owner of Retirement Learning Academy, LLC, for which I do not receive compensation 5.) Managing Member/Licensed Health and Life Insurance Agent; Smart Money Financial Advisors LLC; Investment related: Yes; Location: 12900 Hall Road, Ste 250, Sterling Heights, MI 48313; Description of the business: Agency that recommends and sells health and life insurance products/policies; Responsibilities Duties: Advise clients on health, annuity and life insurance needs, review policies, maintain policies, update clients on policy changes.; Start date with business: 2015-01-01; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 80.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-16
S63 Uniform Securities Agent State Law Examination 1994-07-26
  • S65 Uniform Investment Adviser Law Examination
    2012-07-16
  • S63 Uniform Securities Agent State Law Examination
    1994-07-26
Designations

View on SEC IAPD

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