Matthew Joseph Sullivan

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 06/2026
  Commonwealth Financial Network
  Waltham, MA
• 05/2005 → 06/2026
  Sullivan Financial Group
  Old Saybrook, CT
• 06/2026 → Present
  Kestra Investment Services Llc
  Old Saybrook, CT
• 06/2026 → Present
  Kestra Advisory Services Llc
  Old Saybrook, CT

Previous Registrations

• 2005-05-27 → 2026-06-12
  Commonwealth Financial Network
  Old Saybrook, CT
• 2004-10-20 → 2005-06-21
  Banc Of America Investment Services, Inc.
  Old Lyme, CT
• 2002-12-04 → 2004-10-20
  Quick & Reilly, Inc.
  Essex, CT

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/10/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: SULLIVANFINANCIAL GROUP LLC POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 06/10/2026 ADDRESS: 251 Main St Suite 201, Old Saybrook CT 06475, United States DESCRIPTION: Advising Clients on their investments

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-19
• S63 Uniform Securities Agent State Law Examination
  1996-10-07

Other Names

• Matt Sullivan
• Matthew J Sullivan