Dena Haller Russell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-10-15
OH	RA	APPROVED	2009-08-21

TX RA
APPROVED_RES

Since 2012-10-15
OH RA
APPROVED

Since 2009-08-21

Branch Locations

3769 Columbus Pike, Ste 130, Delaware, OH 43015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)	Delaware	OH	09/2005	Present

09/2005 → Present

Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)

Delaware, OH

Other Businesses

1. 7/11/2011: Haller Wealth Management Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 04/16/2019 - Investment related - Real Estate Rental - start date:11/28/2016 - 0 hrs/mo - 0 hrs during trading. 3) 06/17/2025 - Ohio Living- Sarah Moore Retirement Community - Not Investment Related - Non-Profit Board Member - Delaware, OH - Start Date:06/17/2025 - 3 Hrs/Mth - 2 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-09-12

S63 Uniform Securities Agent State Law Examination

2008-09-12

Other Names

Dena Leigh Haller
Dena L Russell

View on SEC IAPD