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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-04
CA RA APPROVED 2004-12-03
  • TX RA
    APPROVED_RES
    Since 2018-09-04
  • CA RA
    APPROVED
    Since 2004-12-03

Branch Locations

Yorba Linda, CA • United States

5241 E Santa Anna Canyon Rd, Anaheim, CA 92807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Anaheim CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

ADLER WEINER RESEARCH POSITION: Volunteer participant for market research/focus groups NATURE: Research marketing firm focused on study groups, research groups, taste tests, consumer preferences, mystery shops and other various consumer driven research. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 3121 Michelson Dr, Irvine CA 92612, United States DESCRIPTION: Participate in focus groups, sharing opinions and sampling products like food ro clothing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-02
S63 Uniform Securities Agent State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2004-12-02
  • S63 Uniform Securities Agent State Law Examination
    2000-07-17

View on SEC IAPD

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