Best Investors
Account
Sign in
Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corp | Brentwood | TN | 10/2007 | 08/2017 |
| Concourse Financial Group Securities Inc | Franklin | TN | 08/2017 | 02/2025 |
| (Dba) Financial Profiles | Franklin | TN | 01/2009 | Present |
| Lpl Financial | Brentwood | TN | 04/2001 | 12/2016 |
| Cetera Wealth Services, Llc | Franklin | TN | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) FINANCIAL PROFILES; Investment Related; Residence, Franklin, TN ; Insurance and Investment Services; Producer/Adviser; Start Date 01/2009; 40 hours per month with 10 of those hours occurring during trading hours; Offer Accident, Disability, Health, Long-Term Care, Life, Annuity insurance products as well as Goal Setting and Retirement and Education Planning. >> Power of Attorney (POA); Non-Investment Related; Franklin, TN 37069; Other; POA; Start Date 10/2011; 10 hours per month with no hours per month occurring during trading hours; I act as Power of Attorney for my mother with responsibility of paying bills, monitoring her credit, overseeing her doctor visits, and other actions as needed. >> CO-EXECUTOR; Non-Investment Related; Franklin, TN 37069; Other; Co-Executor; Start Date 10/2011; No hours per month; Co-executor of my mother's estate.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-05 |
Reach out to this advisor