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First Command Advisory Services CRD 281958
$24.4B regulatory AUM 1,013 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Firstcomm Plaza, Fort Worth, TX 76109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Investment Management Company | San Antonio | TX | 06/2014 | 11/2016 |
| Broadway Wealth Solutions, Inc. | San Antonio | TX | 12/2017 | 04/2021 |
| Broadway Bank | San Antonio | TX | 11/2016 | 04/2021 |
| Broadway Wealth Solutions | San Antonio | TX | 12/2017 | 04/2021 |
| Frost Brokerage Services | San Antonio | TX | 09/2021 | 02/2023 |
| Frost Investment Services | San Antonio | TX | 09/2021 | 02/2023 |
| Unemployed | San Antonio | TX | 04/2021 | 09/2021 |
| Unemployed | San Antonio | TX | 03/2023 | 05/2023 |
| First Command | Fort Worth | TX | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-12 |
| S65 | Uniform Investment Adviser Law Examination | 1999-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-16 |
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