Michael Anthony Ball

Employer firm

Cross State Financial Group LLC CRD 282011

$188M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1990 → Present
  Ball Financial Group ,Llc
  Phoenix, AZ
• 12/2000 → 03/2022
  United Planners Financial Services
  Scottsdale, AZ
• 06/2005 → Present
  A To Z Stamps, Llc
  Tempe, AZ
• 11/2006 → 04/2019
  National Stamp Dealers Association
  Silverdale, WA
• 06/1990 → Present
  Ball Financial Group, Llc
  Tempe, AZ
• 09/2020 → Present
  Ball Financial Group, Llc
  Tempe, AZ
• 04/2022 → Present
  Cross State Financial Group, Llc
  Albuquerque, NM

Previous Registrations

• 2020-03-12 → 2022-04-12
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
  Scottsdale, AZ
  Phoenix, AZ
  Tempe, AZ

Other Businesses

1) BALL FINANCIAL GROUP - AGENT - INSURANCE SALES AND SERVICE - SINCE 07/1990 - PHOENIX, AZ. - INVESTMENT RELATED--- 2) A TO Z STAMPS, LLC - MEMBER - SALE OF STAMPS AND SUPPLIES - TEMPE, AZ - SINCE 06/2005 - NOT INVESTMENT RELATED 3) BALL FINANCIAL GROUP, LLC - Owner Agent - Non-Variable insurance - Tempe AZ - Since 6/1/1990 - INVESTMENT RELATED 4) MICHAEL AND CECILIA BALL TRUST DATED 7/12/2019 - TRUSTEE - ACTING IN A FIDUCIARY CAPACITY - PHOENIX, AZ - SINCE 07/2019 - INVESTMENT RELATED 5) BALL FINANCIAL GROUP, LLC - President - Estate Planning - Tempe AZ - Since 7/1998 - INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2020-03-12
• S65 Uniform Investment Adviser Law Examination
  1999-07-07
• S63 Uniform Securities Agent State Law Examination
  1994-09-01